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Quick Answer

What Is Stark Law?

The Stark Law (42 USC 1395nn) is a federal civil statute prohibiting physicians from referring Medicare or Medicaid patients for designated health services to entities with which the physician (or an immediate family member) has a financial relationship, unless an exception applies.

  • Self-disclosure under the CMS SRDP can dramatically reduce exposure for technical violations.
Compliance

Stark Law

Also known as: Physician Self-Referral Law; 42 USC 1395nn; Stark

The Stark Law (42 USC 1395nn) is a federal civil statute prohibiting physicians from referring Medicare or Medicaid patients for designated health services to entities with which the physician (or an immediate family member) has a financial relationship, unless an exception applies.

Definition

Stark applies strict-liability civil penalties (no intent required) to physician referrals for 11 categories of designated health services (DHS) including clinical lab, imaging, PT/OT, DME, home health, and inpatient/outpatient hospital services. Penalties include denial of payment, refund obligations, civil monetary penalties up to approximately $30,517 per service (2024 figures), and exclusion. Numerous regulatory exceptions (42 CFR 411.355-357) protect arrangements such as in-office ancillary services, fair-market-value compensation, employment, personal services, and rental of office space, each with strict element-by-element requirements. The 2020 final rule introduced new value-based exceptions and clarified group practice rules.

Example

A physician who owns 25% of an imaging center cannot refer Medicare patients to that center unless the in-office ancillary services exception or another applicable exception is fully met. A physician spouse owning a DME supplier creates the same prohibited financial relationship.

Common Misconceptions

Stark is strict liability — intent is irrelevant. Many practices believe a 'good faith' arrangement is enough; it is not. Every element of a Stark exception must be satisfied. Stark applies only to physician referrals for DHS payable by Medicare/Medicaid; the AKS, by contrast, applies to all referral sources and all federal program services.

Practical Application

Practices should map every physician financial relationship (employment, ownership, leases, medical-director agreements) against the Stark exceptions, with written contracts of at least one year, documented fair-market-value support, and signed-and-dated execution before any referrals begin. Self-disclosure under the CMS SRDP can dramatically reduce exposure for technical violations.

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